Executive Profiles
John M. Skain, President & CEO
Mr. Skain joined Penson in 2005 with responsibilities for Business Development, Trade Execution & Treasury. He was also responsible for overseeing the launch of two new business lines, PensonPrime and Market Essentials Group. Mr Skain brings over 20 years of industry experience to Penson and has spent 14 years working with businesses dedicated to providing services and business support to Introducing Brokers and Investment Counsellors. Mr. Skain holds a Chartered Financial Analyst (CFA) designation.
Susie Rafael, Senior Vice President & Chief Compliance Officer
Ms. Rafael joined Penson in 2004. Prior to joining Penson, Ms. Rafael managed Credit & Compliance at RBC – Action Direct. Ms. Rafael started her career at Marleau Lemire Securities in 1991 where she occupied the position of Institutional Fixed Income Salesman for a few years prior to switching over to that of Compliance Officer. Ms. Rafael brings over 15 years of industry experience to Penson.
Ray Hori, Senior Vice President & Chief Technology Officer
Mr. Hori joined PFSC in December 2006. Prior to joining Penson, he was Vice President, Technology at Perimeter Financial Corp and Chief Technology Officer at CollectiveBid Systems Inc. Mr. Hori has over 25 years experience in both financial services and technology including various positions with Bridge Information Systems (Dow Jones/Telerate) and Kasten Chase (T.I.L. Systems).
